14 June 2022: U.S. – SEC Fines for Short Selling Violations
U.S. SEC Fines $6.9M for Short Selling Violations
29 March 2022: Sweden FI Fines Voleon Capital for Late Short Selling Disclosure
Sweden FI Fines Voleon Capital for Late Short Selling Disclosure
23 March 2022: Sweden FI Fines Lazard for Late Substantial Shareholding Disclosure
Sweden FI Fines Lazard for Late Substantial Shareholding Disclosure
26 January 2022: Sweden FSA Fines Armistice Capital for Late Major Shareholding Disclosure
Swedish FSA Fines Armistice Capital for Late Major Shareholding Disclosure
1 December 2021: Norway FSA Fines CPPIB for Late Short Selling Report
Norway FSA Fines CPPIB for Late Short Selling Report
22 November 2021: Germany BaFin Fines Major Fund Company for Late Substantial Shareholding
BaFin Fines Vanguard Group for Late Substantial Shareholding Disclosure