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22 September 2023 – U.S. SEC Fines for Improper Short Selling

U.S. SEC Fines Citadel Securities for Improper Short Selling

China CSRC Fines for Major Shareholding Reporting Failures

U.S. SEC Fines for Failure to Report Major Shareholding</a

Norway FSA Fines for Short Selling Breach

Spain CB Fines for Substantial Shareholding Reporting Failures

Germany BaFin Fines €600K for Substantial Shareholding Disclosure