20 March 2025 – China Fines for Failure to Obey Lock-in Period Re: Substantial Shareholding
China Fines for Failure to Obey Substantial Shareholding Lock-in Period
S Korea – FIA Practical Short Selling Process
On 13 March 2025, SK FIA issued the revised best practices as it pertains to short selling effective 13 March 2025.
S Korea – FSS Follow-Up Short Selling Measures
On 13 March 2025, SK FSS issued the short selling regulations effective from 31 March 2025.
S Korea – FSC Short Selling System Improved
On 13 March 2025, SK FSS, SK FIA, KRX issued e-brochure on short selling system improvements. Includes FAQs based on facts, mainly on the improvements to the short selling system, given related complaints and concerns that have not been objectively verified.
18 March 2025 – Sweden Fines for Failure to Comply with Short Selling Rules
Sweden Fines for Failure to Comply with Uncovered Short Selling Rules
S Korea – FSC, FSS Short Selling Penalties
On 12 March 2025, SK FSC, FSS said the same day decision by Securities and Futures Commission to fine a global IB marked the end of global IB investigations, penalties. In total, 13 global investment banks (IBs) were fined KRW 83.65bn. The release covered the main illegal conduct types, measures to prevent recurrence, the expected […]