U.S. SEC Filings
Complete end-to-end automation.
RRS Auto Generates Submission-Ready Customized SEC Filings in XML and HTML
Proven
For over 15 years, RRS has helped some of the most complex financial institutions file their SEC Filings.
Reliable
The Regulatory Reporting System has successfully submitted thousands of SEC Filings.
Efficient
Submission-ready XML and HTML documents and direct bulk load to EDGAR.
Filing Requirements
Schedule 13D
Holding more than 5% of a class of voting equity securities, and any increase or decrease of 1%.
File within 10 days.
Schedule 13G
Exceeding 5% as of year-end or 10% as of any month-end.
File within 45 days after end of year / 10 days at month end after exceeding 10%.
Form 13F
Investment discretion over $100 million in assets or more in 13F securities as listed on the 13F Official List.
File within 45 days after end of quarter.
Insiders
10% beneficial owners under Section 16, Form 3, Form 4 and Form 5.
Form 3: 10 days after becoming insider / IPO day of pricing
Form 4: Close of 2nd business day
Form 5: 45 days fiscal year end