Australia ASIC Fines Macquarie for Misreporting Short Selling
RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES
- 20 April 2026 – Netherlands Fines Arrowstreet for Short Selling Reporting Failures
- 20 April 2026 – U.S. FINRA Fines for Failure to Comply with Short Selling Regulations
- 10 April 2026 – Sweden Fines for Late Major Shareholding Disclosure
- 26 March 2026 – Namibia CRAN Rejects Starlink Satellite Application
- 24 March 2026 – S Korea Fines for not Disclosing Major Shareholding Change
- 16 March 2026 – Australia ASIC Fines Macquarie for Misreporting Short Selling
- 10 March 2026 – Germany BaFin Fines For Failing to Submit Voting Rights Notifications
- 27 February 2026 – India SEBI Fines for Failure to Disclose Shareholding in Sensitive Industries
- 6 February 2026 – UAE FSA Fines for Failure to Notify Change of Shareholding/Control
- 5 January 2026 – India SEBI Fines for Failure to Disclose Major Shareholding
- 17 December 2025 – Norway Fines for Failure to Report Major Shareholding
- 12 December 2025 – Norway Fines for Late and Incomplete Substantial Shareholding Report
- 30 November 2025 – Sweden Fines for Failure to Report Breach of Short Selling Threshold
- 23 November 2025 – India SEBI Fines for FPI in Sensitive Industries
- 7 November 2025 – Sweden Fines for Late Shareholding Disclosure
- 28 October 2025 – Sweden Fines for Failure to Report
- 25 October 2025 – India SEBI Fines for Substantial Shareholding Failure
- 22 October 2025 – India SEBI Fines for LODR Regulation Failure
- 20 October 2025 – Spain Fines for Failure to Reporting Shareholding in Sensitive Industries
- 15 October 2025 – Germany BaFin Fines for Failure to Report Voting Rights
- 14 October 2025 – India SEBI Fines for Breach of Substantial Shareholding Regime
- 30 September 2025 – US Fines for Coordinated Effort for Major Shareholding
- 17 September 2025 – India SEBI Substantial Shareholding Reporting Failures
- 15 September 2025 – S Korea Fines 5 for Short Selling Reporting Failures
- 1 September 2025 – New Zealand Fines for FDI in Sensitive Land
- 1 September 2025 – New Zealand Fines for FDI in Sensitive Land
- 1 September 2025 – New Zealand Fines for Sensitive Industries Breach of Overseas Investment Act
- 1 September 2025 – New Zealand Fines for Breach of Overseas Investment Act
- 1 September 2025- New Zealand Regulator Fines for Sensitive Industries Reporting Failure
- 22 August 2025 – Poland KNF Fines for Failure to Notify of Substantial Shareholding
- 4 August 2025 – US SEC Issues Cease and Desist Order for Short Selling Failures
