Regulatory Reporting System

 

WHAT A PURPOSE BUILD SOLUTION LOOKS LIKE

Solutions Atlantic's flagship product the Regulatory Reporting System (RRS), is a purpose-built solution with a web-based user interface that automates the workflow process for global shareholding disclosure monitoring and reporting in over 95 jurisidictions. It uses a consolidated feed to generate threshold alerts and generate submission ready disclosure filing forms. It is designed to handle the complexities that can arise when dealing with Shareholding Disclosure obligations, be they regulatory exposures, investment strategies or complex business structures. In today’s fast paced regulatory environment and increasing enforcement actions, the risk of not reporting timely and accurately can cost an organization millions in fines and reputational damage.

The RRS Rules Library addresses the Shareholding Disclosure obligations in over 95 jurisdictions including substantial (large) position disclosure, short position disclosure, enhanced takeover disclosure, issuer thresholds, foreign ownership and sensitive sector requirements. The RRS Rules Library is maintained by Solutions Atlantic experts who are supported by Rulefinder, the source for global Shareholding Disclosure regulatory intelligence, built and maintained by aosphere LLP (an affiliate of Allen & Overy). Solutions Atlantic is also supported by a global network of subject matter experts, legal consultants and compliance professionals who are on hand for additional regulatory insight and on the ground knowledge. The RRS Rules Library continually expands as the needs of our customers and regulatory demands require.

To find out how the Regulatory Reporting System can improve your firm’s response to its Shareholding Disclosure obligations, eMail our team.

Supports over $4T in aggregate client AUMs

 REGULATORY REPORTING SYSTEM

 

MONITOR
Utilizes multiple resources to stay
current on regulatory updates.
ALERT
Notifies of approaching thresholds and encroaching deadlines for disclosure filings.
WORKFLOW
Customized user dashboards give this permission-based workflow personalized efficiencies.

 

DISCLOSURES
Generates submission-ready
disclosure forms.
RULEBUILDER
Enables control over RRS Rules Library. Clients can introduce firm specific rules or customize the existing Rules Library.
REPORTS
Provides over 25 ad-hoc reports to effectively manage Shareholding Disclosure obligations firm-wide.

Over 95 JURISDICTIONS

AMERICAS Argentina, Bahamas, Bermuda, Brazil, Canada, Cayman Islands, Chile, Colombia, Ecuador, Mexico, Panama, Peru, United States, Uruguay, Venezuela, Virgin Islands (British) EUROPE Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, European Union, Finland, France, Germany, Gibraltar, Greece, Guernsey, Hungary, Iceland, Ireland, Isle of Man, Italy, Jersey, Latvia, Liechtenstein, Lithuania, Luxembourg, Malta, Monaco, Netherlands, Norway, Poland, Portugal, Romania, Russia, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey, Ukraine, United Kingdom ASIA PACIFIC Australia, Bangladesh, China, Hong Kong, India, Indonesia, Japan, Kazakhstan, Malaysia, New Zealand, Pakistan, Philippines, Singapore, South Korea, Sri Lanka, Taiwan, Thailand, Vietnam MIDDLE EAST & AFRICA Bahrain, Botswana, Dubai (UAE), Egypt, Ghana, Israel, Jordan, Kenya, Kuwait, Lebanon, Mauritius, Morocco, Nigeria, Oman, Qatar, Saudi Arabia, South Africa, Tunisia, Zimbabwe

 

Submission-Ready Disclosure Documents and Issuer Request Letters

 

REGULATORY INTELLIGENCE

 

RULES LIBRARY
Global Shareholding Disclosure rules for over 95 jurisdictions, including: large positions, short positions, enhanced takeovers, foreign investments and sensitive sectors.
ISSUERS THRESHOLDS
Monitoring for issuer-specific disclosures.

 

TAKEOVER DATA
Consolidated Takeover data
covering 18 countries.
REGULATORY DATA
Regulator specific data: 13F Official List,
ESMA Sovereign Debt, ESMA FIRDS Reference Data, etc.

 

“Solutions Atlantic has a well established understanding of the finer detail and complexities of shareholder disclosure reporting obligations. We are pleased to have been working with SA and their clients since 2013 to complement their Regulatory Reporting System with our Rulefinder Shareholding Disclosure service which provides the leading legal analysis of global shareholder reporting obligations.”

Marc-Henri Chamay Chief Executive, aosphere

 

ADDITIONAL CAPABILITIES

 

PRE-TRADE ASSISTANCE
“What if” capability designed to proactively reduce Shareholding Disclosure reporting.
AUDIT SERVICES
Expert review of your shareholding disclosure workflow and procedures to identify critical vulnerabilities, mitigate risks and improve your process.