On 12 September, CNMV issued guide to transaction reporting under MiFIR.
- Covers updates to CNMV operational guide for transaction reporting under MiFIR.
- The revised version includes technical specifications for XML file headers, response.
- And supplements 8 August, ESMA’s updated guidelines to correct typos.
- Guide mainly aimed at IT units and regulatory compliance on transaction reporting.
- Aims to facilitate the understanding of transaction reporting system used by CNMV.
- It includes description of the different communication channels provided by CNMV.
- And reporting transaction data files, file flow with the entity with obligation to notify.
- As well as naming convention defined by CNMV for every file exchanged and errors.