U.K. – FCA Update on Substantial Shareholding Disclosures

U.K. – FCA Update on Substantial Shareholding Disclosures

On 6 September 2021, UK FCA issued an update on substantial shareholding disclosures.

  • Minor changes have been introduced to Section 9.2 of the TR-1 Form notification.
  • Reporting persons are now able to upload a CVS file with details of their ultimate controlling persons and controlling undertakings through which voting rights are held.
  • Manually populated option for section remains and now includes data validation.
  • Submitters who regularly report ultimate controlling persons and undertakings in Section 9.2 of their TR-1 Forms, must follow the instructions in user guide v3.0.