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Hong Kong – SFC Takeovers Table Updated

April 30, 2019 by admin in News

On 29 April 2019, the offer period for Yugang International Limited (Stock Code: 613) closed.

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Hong Kong – SFC Criticizes for Breaches of Takeovers Code

April 11, 2019 by admin in News

On 10 April 2019, the Securities and Futures Commission (SFC) publicly criticized Kwok Tse Wah for breaching the dealing restrictions and dealing disclosure obligations under the Takeovers Code.

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Hong Kong – SFC Takeovers Table Updated

April 10, 2019 by admin in News

From 9 April 2019, a new offer period has commenced for Sage International Group Limited (Stock Code: 8082).

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U.K. – Takeover Panel Brexit Takeover Change

April 8, 2019 by admin in News

On 4 April 2019, UK TO Panel, committee issued amendments to takeover code. Take effect on exit day as per European Union (withdrawal) act 2018 section 20.  

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Hong Kong – SFC Issues Takeovers Bulletin

March 28, 2019 by admin in News

On 28 March 2019, the SFC published Takeovers Bulletin Issue No. 48.

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Hong Kong – SFC Takeovers Table Updated

March 14, 2019 by admin in News

On 14 March 2019, the offer period for Global Brands Group Holding Limited (Stock Code: 787) was closed.

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RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES

  • 4 May 2026 – U.S. SEC Fines Company for Inaccurate Schedule13D
  • 4 May 2026 – U.S. SEC Fines for Late Beneficial Ownership Disclosure
  • 4 May 2026 – U.S. SEC Fines Musk and Revocable Trust for Failure to Report Major Shareholding
  • 20 April 2026 – Netherlands Fines Arrowstreet for Short Selling Reporting Failures
  • 20 April 2026 – U.S. FINRA Fines for Failure to Comply with Short Selling Regulations
  • 10 April 2026 – Sweden Fines for Late Major Shareholding Disclosure
  • 26 March 2026 – Namibia CRAN Rejects Starlink Satellite Application
  • 24 March 2026 – S Korea Fines for not Disclosing Major Shareholding Change
  • 16 March 2026 – Australia ASIC Fines Macquarie for Misreporting Short Selling
  • 10 March 2026 – Germany BaFin Fines For Failing to Submit Voting Rights Notifications
  • 27 February 2026 – India SEBI Fines for Failure to Disclose Shareholding in Sensitive Industries
  • 6 February 2026 – UAE FSA Fines for Failure to Notify Change of Shareholding/Control
  • 5 January 2026 – India SEBI Fines for Failure to Disclose Major Shareholding
  • 17 December 2025 – Norway Fines for Failure to Report Major Shareholding
  • 12 December 2025 – Norway Fines for Late and Incomplete Substantial Shareholding Report
  • 30 November 2025 – Sweden Fines for Failure to Report Breach of Short Selling Threshold
  • 23 November 2025 – India SEBI Fines for FPI in Sensitive Industries
  • 7 November 2025 – Sweden Fines for Late Shareholding Disclosure
  • 28 October 2025 – Sweden Fines for Failure to Report
  • 25 October 2025 – India SEBI Fines for Substantial Shareholding Failure
  • 22 October 2025 – India SEBI Fines for LODR Regulation Failure
  • 20 October 2025 – Spain Fines for Failure to Reporting Shareholding in Sensitive Industries
  • 15 October 2025 – Germany BaFin Fines for Failure to Report Voting Rights
  • 14 October 2025 – India SEBI Fines for Breach of Substantial Shareholding Regime
  • 30 September 2025 – US Fines for Coordinated Effort for Major Shareholding
  • 17 September 2025 – India SEBI Substantial Shareholding Reporting Failures
  • 15 September 2025 – S Korea Fines 5 for Short Selling Reporting Failures
  • 1 September 2025 – New Zealand Fines for FDI in Sensitive Land
  • 1 September 2025 – New Zealand Fines for FDI in Sensitive Land
  • 1 September 2025 – New Zealand Fines for Sensitive Industries Breach of Overseas Investment Act
  • 1 September 2025 – New Zealand Fines for Breach of Overseas Investment Act
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