On 14 May 2025, the SFC updated its substantial shareholding tables to include the following: substantial shareholding in Ocean One Holding Ltd. (Stock Code: 08476)
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14 May 2025 – India SEBI Fines for Substantial Shareholding Reporting Failures
India SEBI Fines for Substantial Shareholding Reporting Failures
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9 May 2025 – Poland Fines for Failure to Report Substantial Shareholding
Poland Fines for Failure to Report Substantial Shareholding
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New Zealand – FiMA Market Manipulation Case Re: Substantial Shareholding
On 1 May 2025, NZFiMA said Kok Ding Cheng has been ordered to pay a pecuniary penalty of NZD 198k for market manipulation pertaining to substantial shareholding. The Court found Mr Cheng deliberately placed trades worth NZD 59 - 540 to inflate RUA share prices, breaching section 265 of the Financial markets conduct act 2013.…
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Norway – OSLO Information for Shareholding
On 1 April 2025, NOR OSLO issued example and key legal information. NOR OSLO issued example, key legal information for shareholding in Norwegian public limited companies listed on Euronext Oslo Børs or Euronext Expand Oslo. Overview It is a summary of certain Norwegian legal issues related to shareholding in Norwegian companies listed on Euronext Oslo…
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UN – PRI Schedule 13(D), 13(G) Substantial Shareholding Reporting
On 22 April 2025, UN PRI issued policy briefing re disclosure reporting. UN PRI issued policy briefing, FAQ discussing schedule 13(D) and 13(G) reporting. Provided high-level overview of a specific regulatory provision of US SEC governing filings for investors with substantial shareholding of 5% or more of any class of company’s outstanding stock. Follows February,…
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