Tag Archives: long position

U.S. – NYSE Fines for Failure to Properly Calculate Long Position

Two Sigma violated securities exchange act (SEA) 14e-4, Arca 11.18, and Amer 320. Arca order related to Two Sigma failure to correctly account for in the money call options position when calculating net long position required under 14e-4, 17 CFR 240. Violation of NYSE Amer Rule 320 committed by failure of Two Sigma to establish,…
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