U.S. – SEC 13F Form Action Against Mormon Church is a Reminder
In mid-February 2023, the SEC fined the Church of Latter Day Saints (LDS) for 13F form reporting failures.
U.S. – SEC Comment Request for Form 13F
On 27 January 2022, SEC issued extension of info collection, revised burden estimates. Comments on collection due 30 days from publication of extension, by 26 February 2022. Background: On 14 December 2021, SEC issued a notice requesting comment on Form 13F. SEC issued a notice requesting comments on revisions to Form 13F, for institutional investment […]