The U.S. Securities and Exchange Commission is seeking comments on a proposed rule change to amend FINRA Rule 4560 (Short Interest Reporting) and adopt FINRA Rule 4321 (Allocations of Fail to Deliver Positions). FINRA is proposing to require members to submit short interest reports on a weekly rather than a bi-monthly basis, and reduce the […]
On 25 May 2026, PAK CB issued requirements for authorized dealers. PAK CB required authorized dealers (ADs) to report monthly designation, share registration, dividend, and disinvestment transactions through prescribed data file structures via the Data Acquisition Portal. Reports must be submitted by the 5th working day of the following month. The requirements aim to streamline […]
On 13 May 2026, BNG SEC amended notification re minimum shareholding. BNG SEC amended Notification no. BSEC/CMRRCD/2009-193/217/Admin/90 dated 21 May 2019, concerning minimum shareholding conditions for listed company directors. Amendment adds a proviso after condition no. 3 in the 21 May 2019 circular. Condition No. 3 Condition no. 3 states: if the sponsors and directors […]
On 27 May 2026, the SFC issued a substantial shareholding notice in Guanze Medical Information Industry (Holding) Co., Ltd. (Stock Code: 02427).
On 14 May 2026, CSA proposed amendments on bid disclosure, ownership. CSA proposed amendments to introduce a new issuer bid exemption, enhance takeover bid disclosures, and beneficial ownership reporting regimes. Proposed Amendments Proposed amendments introduce a new issuer bid exemption to allow selective repurchases by an issuer of securities of its own issue, subject to […]
On 18 May 2026, SEC published proposal in the federal register, comments 8 June 2026. Background: Proposed Rule Propose to increase frequency, granularity of short selling information being reported. Require monthly report of daily allocations of Reg SHO Rule 204 fail to deliver positions Short Selling Reporting Weekly reporting instead of twice monthly with submissions […]