On 11 June 2021, Thai SEC made amendments to rules on disclosures for REITs. ThorChor. 47/2564 on issuance and offering of trust units of REITs, to add REITs with redemption clause and REITs with conditions for termination of the lease agreement. Sor. 38/2564 on contents of the trust deed of REITs, re appraisal of assets […]
On 14 June, the Swedish regulator, Finansinspektionen published updated short selling FAQs on its website. FAQs are in Swedish only.
On 9 June 2021, TAI FSC adjusted standards on margin purchase and short selling. Follows TAI FSC market maker system soon to be launched end of June. Daily volume limit of 30% for intraday securities borrowing and selling does not apply for securities firms acting as stock market maker, providing quotations or for hedging. Clarified […]
On 8 June 2021, ICE FEU issued a fine for crude futures position limit breach ICE FEU issued a summary enforcement disciplinary measure against Goldman Sachs for a breach of ICE FEU Exchange Rule P.3 on WTI crude futures position limits. Alleged Violations On 14 January 2021, Goldman held a long position of 3,450 lots […]
On 8 June 2021, the Swedish regulator, fined TP Lindqvist Holding AB SEK 25,000 for late shareholding disclosure reporting for shares in Nobia AB to the Swedish Financial Supervisory Authority.
On 8 June 2021, NZ GVT guided foreign investment policy, national interest. NZ PRL issued guidance on the foreign investment policy and national interest. The government welcomes sustainable, ,and inclusive overseas investment. However, it can also pose risks as high levels of foreign ownership can cause conflicts. Guidance includes information on how the overseas investment […]