In The News
On 4 December 2018, a new offer period has commenced for Rivera (Holdings) Limited (Stock Code: 281).
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On 26 October 2018, IIROC issued consolidated short position reports (CSPR). CSPR provide aggregate short position of all listed, quoted securities as of 15th, last day of each month on IIROC-submitted data by members, access persons. Follows IIROC Mar. 2018 notice on short position calculation, reporting. Content of Report To include security name, symbol, listing…
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On 28 November 2018, the Financial Services Commission of South Korea fined a subsidiary of Goldman Sachs Group $6.7m for naked short selling which is illegal in the country. The FSC said the fine was imposed for violating the local rules that ban financial institutions from making a sell order without borrowed stocks. The fine levied…
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On 26 November 2018 CMVM issued rules for disclosure requirements. CMVM regulation amending the disclosure requirements in regulation no 5/2008. Due to amendments introduced to Securities Code by Decree-Law no. 22/2016. Overview Changes introduced on disclosure of facts re publicly-held companies, disclosure of qualifying holdings, definition of content, and quarterly financial information. As well as…
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On 23 November 2018, the SFC updated its takeovers table to reflect a new commencement period for Tourism International Holdings Limited (Stock Code: 1626).
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On 16 November 2018, the offer period for Universe Entertainment and Culture Group Company Limited (Stock Code: 1046) and the offer period for Natural Beauty Bio-Technology Limited (Stock Code: 157) was closed.
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