Category Archives: News

E.U. – ESMA Opinions on Position Limits

On 8 March 2021, ESMA issued six positive opinions on position limits. ESMA issued six opinions dated 24 February 2021, on position limits under under MIFID II. Follows ESMA February 2021 delegation of powers re opinions to chair. Re MEFFPOWER baseload contracts, PXE Czech financial baseload contracts, OMIP SPEL base contracts, plus EEX Italian, EEX…
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U.K. GVT National Security and Investment Bill Regime

On 2 March 2021, UK GVT narrowed definitions of new regime sector scope. UK GVT published further details about the sectors within scope of the mandatory notification regime under the proposed national security and investment bill. Follows UKP November 2020 issued bill on national security and investments. And follows UK GVT November 2020 consultation on…
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Sweden – FI Short Selling Rules Reminder

On 25 February 2021, SWE FI reminded market of the rules for short selling. SWE FI reminded supervised subjects of short selling rules and duty to report position. Overview Short sale means sale of a security that seller does not own at the time of the sale. Seller has instead borrowed or ensured that security…
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South Korea – FSC Proposed Changes to Short Selling Rules

On 25 February 2021, SK FSC proposed amending capital market research regulations. To establish specific guidelines for imposing fines for those who violate the obligation to store and submit loan transaction information for the purpose of short selling. If there is a final judgment of court fine for the same case after the imposition of…
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