27 December 2023 – France AMF Failure to Disclose Major Shareholding

December 27, 2023 by Anna Monteiro in links

France AMF Failure to Disclose Major Shareholding

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24 December 2023 – S Korea FSC Fines for Naked Short Selling

December 24, 2023 by Anna Monteiro in links

S Korea FSC Fines for Naked Short Selling

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21 December 2023 – Norway FSA Fines for Short Selling Violations

December 21, 2023 by Anna Monteiro in links

Norway FSA Fines for Short Selling Violations

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7 November 2023 – Hong Kong SFC Issues Charges for Illegal Short Selling

November 7, 2023 by Anna Monteiro in links

Hong Kong SFC Issues Charges for Illegal Short Selling

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20 October 2023 – U.S. SEC Fines for Short Selling Violations

October 20, 2023 by Anna Monteiro in links

U.S. SEC Fines For Short Selling Violations

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27 September 2023 – U.S. SEC Fines Six for Major Shareholding Reporting Failures

September 27, 2023 by Anna Monteiro in links

U.S. SEC Fines Six for Major Shareholding Reporting Failures

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