U.S. Fines for Misleading Disclosures Related to Short Selling
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About: Anna Monteiro
Recent Posts by Anna Monteiro
Hong Kong – SFC Takeover Table Updated
On 11 June 2024, the SFC updated its takeover table. Offeror in takeover involving CPMC Holdings Limited (stock code: 00906) has been changed to Huarui Fengquan Development Limited.
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U.A.E – DC Securities Lending, Borrowing Re: Short Selling
On 5 June 2024, UAE DC issued securities lending and borrowing rules version 2.3. Added securities may be lent by professional investor whenever he is a foreign entity licensed by equivalent regulatory authority or foreign banking supervisory authority. When lending to its professional investor clients and from its own account, provided this is under international…
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India – SEBI Foreign Portfolio Investor Amendments
On 3 June 2024, IND SEBI amended foreign portfolio investor regulations. IND SEBI published the SEBI (foreign portfolio investors) (amendment) regulations, 2024, which make amendments to the 2019 principal regulations on the same subject. The changes aim to streamline the regulatory framework governing FPIs in India. Follows IND SEBI May 2024 issued a new master…
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6 June 2024 – Japan FSA Fines for Late Substantial Shareholding Filing
Japan Fines for Late Substantial Shareholding Report
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6 June 2024 – Greece HCMC Fines for Late Substantial Shareholding Report
Greece Fines for Late Notification of Change of Substantial Shareholding
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