18 November 2024 – Poland Fines for Substantial Shareholding Failures
Poland Fines for Substantial Shareholding Failures
18 November 2024 – India SEBI Fines 7 for Substantial Shareholding Failures
India SEBI Fines 7 for Substantial Shareholding Failures
U.S. – FIF Comment on 13f-2 Short Selling Report
On 8 November 2024, FIF submitted letter requesting extension for implementation of the 13f-2 short selling rule. Requests 6-month extension of implementation date, with such 6-month period to run from the date that the Commission publishes written FAQs in response to questions. Follows 5 November 2024 FIF submission of comment letter on draft technical specification. […]
Iceland – CB Short Selling Thresholds
On 8 November 2024, ICL CB reported regulation on short selling thresholds. ICL CB reported regulation (Reg 1235/2024) that changes threshold for reporting significant net short positions in equities that are admitted to trading on a venue. Follows EC July 2021, draft delegated act on notification threshold. Threshold Change Limit was 0.2%, but after change […]
15 November 2024 – Hong Kong Fines for Takeover Breaches
Hong Kong Fines for Takeover Breaches
Hong Kong – SFC Takeover Table Updated
On 12 November 2024, the SFC updated its Takeover table to reflect the following: takeover offer period closed for Shi Shi Services Limited (Stock Code: 8181) on 11 November 2024. Visit SFC Takeover Table