On 30 September 2024, the SEC's new reporting regime for SEC Schedule 13G becomes effective. Filings Deadlines: QIIs & Exempt Investors: 45 days after calendar quarter in which substantial shareholding exceeds 5%. Passive Investors: Within 5 business days after acquiring substantial shareholding of more than 5% [Rule 13d-1(c)]. Amendments: All 13G Filers: Within 5 business…
Read more
About: Anna Monteiro
Recent Posts by Anna Monteiro
29 September 2024 – Sweden FI Fines for Late Substantial Shareholding in Bonds
Sweden Fines for Late Substantial Shareholding in Bonds
Read more
28 September 2024 – Turkey Fines for Failure to Recognize Short Selling Ban
Turkey Fines for Failure to Recognize Short Selling Ban
Read more
27 September 2024 – Austria FMA Fines for Late Substantial Shareholding Report
Austria Fines for Late Substantial Shareholding Report
Read more
27 September 2024 – China Fines for Late Substantial Shareholding Report
China Fines for Late Substantial Shareholding Report
Read more
27 September 2024 – China Fines for Failure to File Substantial Shareholding Report
China Fines for Failure to File Substantial Shareholding Report
Read more
Recent Comments by Anna Monteiro
No comments by Anna Monteiro yet.
