On 25 September 2024, SK FSS published Integrated short selling guideline. SK FSS formulated the Integrated short selling guideline to enable investors to verify the illegality of short selling and launched the customized investor support system. Follows SK FSC, FSS June 2024 launched short sale reform measures. Overview of Integrated Guideline The balance available for…
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About: Anna Monteiro
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U.S. – SEC 13G New Substantial Shareholding Reporting Effective
On 30 September 2024, the SEC's new reporting regime for SEC Schedule 13G becomes effective. Filings Deadlines: QIIs & Exempt Investors: 45 days after calendar quarter in which substantial shareholding exceeds 5%. Passive Investors: Within 5 business days after acquiring substantial shareholding of more than 5% [Rule 13d-1(c)]. Amendments: All 13G Filers: Within 5 business…
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29 September 2024 – Sweden FI Fines for Late Substantial Shareholding in Bonds
Sweden Fines for Late Substantial Shareholding in Bonds
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28 September 2024 – Turkey Fines for Failure to Recognize Short Selling Ban
Turkey Fines for Failure to Recognize Short Selling Ban
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27 September 2024 – Austria FMA Fines for Late Substantial Shareholding Report
Austria Fines for Late Substantial Shareholding Report
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27 September 2024 – China Fines for Late Substantial Shareholding Report
China Fines for Late Substantial Shareholding Report
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