On 16 September 2022 UK CMA provisionally found competition concerns. UK CMA provisionally found competition concerns as part of its in-depth investigation of the completed takeover by NEC Software Solutions UK Limited of SSS Public Safety Limited and Secure Solutions USA LLC (previously part of Capita plc). Follows UK CMA January 2022 probed NEC software…
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About: Anna Monteiro
Recent Posts by Anna Monteiro
Taiwan – Published Consultation Paper RE: Foreign Investments
On 16 September 2022, TAI FSC published consultation paper with proposed amendments. Consultation will be open for 60 days. Background: TAI FSC proposed to amend regulations governing foreign investments by insurance companies, to increase the scope of recognition by foreign credit rating agencies.
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Rulefinder Alerts to Temporary Short Selling Bans
On 16 September 2022, Rulefinder issued an alert for temporary short selling bans in 2 countries. Short Selling Bans effective 19 September 2022.
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18 August 2022 – U.S. FINRA Censures and Fines for Short Selling
U.S. FINRA Censures and Fines for Short Selling Failure
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18 August 2022 – Hong Kong SFC Fines for Illegal Short Selling
Hong Kong SFC Fines for Illegal Short Selling
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12 August 2022 – US SEC Fines for Naked Short Selling
U.S. SEC fines for Naked Short Selling
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