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PRODUCTS
Regulatory Reporting System
Solutions Atlantic's flagship product, the Regulatory Reporting System (RRS), is a purpose built solution that automates the workflow process for global shareholding disclosure monitoring and reporting. In today’s fast paced regulatory environment and increasing enforcement actions the risk of not reporting timely and accurately can cost an organization millions in fines and reputational damage. RRS supports disclosure reporting requirements in over 40 jurisdictions covering regulatory requirements for large position holdings, short selling, takeovers and foreign investments. Through a web based interface users can use the Jurisdiction Expansion Module (JEM) to expand jurisdiction coverage and create ad hoc disclosure and position limit monitoring rules. The JEM facilitates a rapid, efficient response to emerging markets and evolving industry rules giving the organization complete control to adapt RRS as needed to continue to operate under the safeguard of compliance.
Fundamentally, RRS works by aggregating and monitoring holdings within all asset classes and automatically identifies disclosure requirements. As appropriate, it schedules and generates required regulatory filings. Compliance analysts can then research, modify, approve and submit the generated filings through RRS’s unique workflow interface. RRS provides several varieties of shareholding disclosure for each supported jurisdiction - a key feature if a financial institution trades a multiply listed security with multiple disclosure obligations in several jurisdictions.
The RRS software is offered on a component basis with a core software package and individual jurisdiction reporting modules (e.g., Japan) offered separately thus allowing clients to configure RRS to their individual requirements. Jurisdiction modules include data testing and aggregation rules as well as standard document templates or interfaces required for each jurisdiction. All RRS software is installed within a client’s IT environment and uses internal client holdings, account and reference data.
Contact Tracking System
The Contact Tracking System delivers cross-team and inter-department access to demographic, financial, and investment-related customer information. It links with market feeds and trading systems to provide a unified view of the firm's positions at any organizational or client level.
Dealing Quadrant
Dealing Quadrant is a dealing and price negotiation system for foreign exchange and derivatives. It allows FX sales people and traders to carry on four concurrent interactive dealing sessions per currency via a Web interface, as a means of maximizing market opportunities and boosting trade profits. It also maintains a deal interaction history for analytical purposes, giving the organization insight as to why specific transactions execute successfully (and profitably) while others do not.
SERVICES
Solutions Atlantic's consulting services can complement an over-taxed in-house staff in a range of vital areas: technology management, vendor selection, data warehouse implementation, project management — all supported by in-depth understanding of the investment management industry and fluency with state-of-the-art technology.
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