Monthly Archives: November 2020

Germany – BaFin Security Trading Violations

On 26 October 2020, GE BaFin fined ROY Asset Holding 70,000 euros. BaFiN fined ROY Asset Holding SE €70,000 for security trading violations on 28 September 2020. ROY Asset Holding SE had failed to publish its total number of voting rights on time. BaFin ruled the firm violated section 26a(1) of German Securities Trading Act…
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