FCA moves to adopt a new TR-1 form which is closer to the ESMA issued form.
The FCA have decided to make some amendments to the content of the form as follows:
- • Include a new box to identify non-UK issuers
- • Include a box to indicate the date on which issuer was notified (to reflect the current TR-1 form requirement)
- • Include an email address to which the form and annex should be sent to the FCA (firstname.lastname@example.org)
Read more on these changes including a link to the new form in the PMB17 on page 7.