Solutions Atlantic has released new forms to support new requirements by the UK and HK regimes.

United Kingdom – FCA

As reported in early April, the FCA  announced its plans to adopt a new TR-1 form which is closer to the ESMA issued form. This new form will be effective on 30 June.

Click the link to see the announcement details (on page 7).

Hong Kong – SFC

As reported early this month, the SFC announced it will move to electronic disclosure filing and has issued a new form. This new form will be effective on 3 July.

Click the link for more details.