Germany – BaFin Fine M. Stanley £2.4mn

Germany – BaFin Fine M. Stanley £2.4mn

 On 5 December 2018, GE BaFin fined M. Stanley €2.4mn voting rights

  • Sanction based on violations of German Securities Trading Act, sections 33, 34.
  • Failed to submit voting rights announcements in time, firm can appeal the fine.