Yearly Archives: 2018

Norway – FSA Securities Trading Act

On 17 December, 2018, NORFSA announced amendments will commence 1 January 2019. With exception of provisions incorporating MiFID II, MiFIR commission regulations.As result, FSA has decided to repeal MiFID II regulation with effect 1 January 2019.
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Hong Kong – SFC EFT Disclosure Events

On 17 Decemeber2018, HK SFC issued circular on events triggering disclosure. List of events triggering ongoing disclosure by SFC-ETF management companies. Follows, HK SFC Nov. 2018 FAQ on exchange traded, listed funds. Duty to Inform Under 11.1B of code on unit trusts and mutual funds (UT code) holders should be provided with scheme information necessary…
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