Yearly Archives: 2018

Germany – BaFin Major Shareholding Update

On 13 November 2018 BaFin issued a version of the updated „Emittentenleitfaden“ on their website (German available; an English version is in progress). Please note, that the version of the updated „Emittentenleitfaden“ can still contain incorrect formatting and links, as the print version has not been finalized yet. In context of updating BaFin’s „Emittentenleitfaden“ the…
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E.U. – ESMA MMF Disclosure Guidelines

On 13 November 2018, ESMA proposed money market funds disclosure guide. Follows EC May 2018 ITS on reporting template in the official journal. Draft Guidelines ESMA issued consultation on future guidelines for money market funds' disclosure. Starting from end of first quarter of 2020 European money market funds will have to disclose certain information under…
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Thailand – TSC Major Shareholder

On 12 November 2018, Thailand TSC refined definition of major shareholder. Amended the definition of major shareholders so "Number of shares with voting rights" means the "number of voting rights" from this date to improve clarity. "Major Shareholder" means a person who holds shares in a securities company, whether directly or indirectly, more than 10%…
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